CONFERENCE SPEAKERS
Matthew M. Reynolds
Director, Financial Services Consulting - Risk Advisory Services, McGladrey
Matt Reynolds, a 15-year veteran of the financial industry, is Director of Financial Services Consulting in the risk advisory services practice located in Chicago. He leads the firm's development and execution of compliance, regulatory and infrastructure consulting for financial services clients nationally. This consulting includes regulatory mock audits, testing policies and procedures, supporting regulatory registrations, manager and vendor due diligence and GIPS compliance verification, as well as general regulatory audit support.
Prior to joining McGladrey, Matt spent four years with HighTower Advisors, a national RIA and B/D in positions responsible for firm compliance and risk to operations and product development, from start up to over $25B in assets under management. Previously, Matt was Chief Operating and Compliance Officer of Advanced Equities, Inc., a privately held venture capital and private equity firm with over $1.5 billion portfolio assets, Chief Compliance Officer and Senior Operations Manager at US Fiduciary responsible for advisory, broker/dealer, asset management platform and hedge fund-of-funds platform compliance and operations, and Chief Compliance Officer of Rogers Casey, a leading investment consulting and research firm with more than $400 billion in assets under management.
Additionally, Matt has spoken on compliance, regulatory and investing panels on topics such as social media compliance, litigation support, the fiduciary standard in a broker dealer, private equity compliance and unified RIA and broker/dealer compliance. As well, Matt has acted as an expert witness on the fiduciary standard.
